豐元證券 Fung One Securities
繁中

OUR SERVICES

Our services

Professional services.
A clearly defined scope.

Three areas of expertise, shaped around professional investors’ needs and delivered within applicable licensing conditions and formal agreements.

1

Type 1 regulated activity

Dealing in securities

Securities-related services for professional investors, within the applicable licensing conditions.

  • Underwriting, sub-underwriting and placing of securities
  • Communicating securities dealing offers to other intermediaries
  • Introducing persons to other intermediaries for securities dealings

Type 1 activities are limited to those permitted by these licensing conditions.

4

Type 4 regulated activity

Advising on securities

Securities research, analysis and investment advice, informed by investment objectives and risk considerations.

  • Securities and market research
  • Analysis of investment opportunities and risks
  • Securities investment advice based on client needs

The scope and terms of advisory services are subject to formal agreements.

9

Type 9 regulated activity

Asset management

Asset allocation and portfolio management in line with agreed investment objectives, strategies, risk limits and delegated authority.

  • Investment objectives and a defined risk framework
  • Asset allocation and portfolio management
  • Investment decisions within the agreed mandate
  • Ongoing monitoring of performance, risk and allocation

Portfolio management arrangements, investment scope and limits are governed by the mandate.

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